Advisor
Recruiting

Given WMI’s focus on the Big 4 wirehouses, which includes Merrill Lynch, Morgan Stanley, UBS and Wells Fargo, we believe “partnered-independence” offers the best opportunity for success given the measurable change in business model.

If you have the entrepreneurial spirit to own your firm and focus all your energy on serving your clients, then an independent platform can offer you the opportunity to achieve your greatest potential.

Pitchbooks

Big 4 vs. Partnered Independence

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Partnered Independence - Universal Pitchbook

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  • What is Independence?
  • Is it right for me?
  • Platform
  • Technology
  • Leadership
  • Culture
  • Support
  • Compensation (W-2 or 1099)
  • Parent Company
    Ownership Structure
  • Up-Front Forgivable Loan
  • Start-Up Loan or Capital
  • Real Estate Search & Lease
  • Choose Company Name & Logo
  • Build Website
  • Protocol vs. Non-Protocol
  • Client Communication Plan
  • SMA & Mutual Fund Gap Analysis
  • Retirement & Succession
  • Mergers & Acquisitions
  • Monetization
Education
  • What is Independence?
  • Is it right for me?
Firm Due Diligence
  • Platform
  • Technology
  • Leadership
  • Culture
  • Support
  • Compensation (W-2 or 1099)
  • Parent Company
    Ownership Structure
Deal
  • Up-Front Forgivable Loan
  • Start-Up Loan or Capital
Business Start-Up
  • Real Estate Search & Lease
  • Choose Company Name & Logo
  • Build Website
Book Transition
  • Protocol vs. Non-Protocol
  • Client Communication Plan
  • SMA & Mutual Fund Gap Analysis
Additional Topics
  • Retirement & Succession
  • Mergers & Acquisitions
  • Monetization
10 Reasons Why Wirehouse Advisors Should Go Independent

If you have the entrepreneurial spirit to go independent – you won’t be going it alone. We invite you to check out our website:

10 Reasons Why Wirehouse Advisors Should Go Independent.

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